Sophia M. DiCaro
CHIEF COMPLIANCE OFFICER
Sophia M. DiCaro is the chief compliance officer for The Cynosure Group. Prior to joining Cynosure, Sophia spent fifteen years with the State of Utah. In the Governor’s Office of Management and Budget, she ran the Utah State Data Center doing demographic and economic analysis and was later responsible for oversight of more than $200 million across five state agencies as a lead budget and policy analyst. Sophia then served in the Governor’s Office of Economic Development first as finance director, and later as the deputy director and chief operating officer, before serving as a policy maker for two years.
Sophia received a B.A. in Political Science with an emphasis in Japanese, East Asian Studies and International Relations, as well as an M.P.A., both at the University of Utah where she was an adjunct instructor for a number of years. She is an Investment Adviser Certified Compliance Professional (IACCP®)* and serves on various volunteer boards.
* The National Regulatory Services IACCP® designation consists of 15 required compliance courses, 5 electives, 2 years of work experience, submission of an ethics commitment and assessment, and a certifying examination.